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Resources


– SEC Charges Investment Adviser and Associated Individuals with Causing Violations of Regulation SHO

– No one makes a name for himself taking action against naked shorts, says former SEC lawyer

– The Dark Money Secretly Bankrolling Activist Short-Sellers — and the Insiders Trying to Expose It

– Has Wall Street Stolen $100 Trillion from the American Public? Will Donald Trump Get It Back?

– Dole Food Had Too Many Shares

– Naked Short Selling Interview #4 – Alan M. Pollack on Wall Street Crime – Lock Them Up!

– How phantom shares on Wall Street threaten U.S. companies and investors

– Market Manipulation and a Directors Fiduciary Duty of Care

– SEC Fines ABN AMRO for Improper Handling of ADRs

– 500 Million Shares of Stock Are Missing: A Report on the Impact of Allowing Stock Sales to Go Undelivered for Long Periods

– McMillan – Short Selling in Canada: Regulations are Weak and a New Path Forward is Needed to Reduce Systemic Risk

– University of Houston Law Review Spring 2007 – Naked Short Selling – How Exposed are Investors

– Credit Suisse to Pay $6.5 Mln for Direct Market-Access Violations

– Goldman Sachs affiliate again faces fine for naked short selling

– Accidentally Released – and Incredibly Embarrassing – Documents Show How Goldman et al Engaged in ‘Naked Short Selling’

– Part 10 of Illegal Naked Shorting Series: Legal Shorting of Stocks is a Loser’s Game but Illegal Naked Shorting Transforms It into a Winner’s Game

– Part 9 of Illegal Naked Shorting Series: The Risk/ Reward of Shorting Versus Buying Stocks is Extremely Unfavorable

– Part 8: Illegal Naked Shorting Series: Who or What is Cede and What Role Does Cede Play in the Trading of Stocks?

– Part 7: Illegal Naked Shorting: DTCC Continuous Net Settlement and Stock Borrowing Programs Have Loopholes That Facilitate Illegal Naked Shorting

– Part 6 Illegal Naked Shorting: The SEC’s Regulation SHO is Intended to Prevent Illegal Naked Shorting, But is Ineffective

– Part 5 in Series on Illegal Naked Shorting’s Role in Stock Manipulation: Traditional Shorting Compared to Naked Shorting (Both Legal and Illegal)

– Part 4 in Series on Illegal Naked Shorting’s Role in Stock Manipulation: Who are the Key Players?

– Part 3 in Series on Illegal Naked Shorting’s Role in Stock Manipulation – Prime Brokers and the DTCC Have a Troubling Monopoly on Clearing and Settling Stock Trades

– Part 2 in Series on Illegal Naked Shorting’s Role in Stock Manipulation- Conventional Wisdom on How Short Sales are Executed

– Part 1 in a Series of Reports on Blatant, Widespread Stock Manipulation that is Enabled by Illegal, Naked Shorting

– Podcast: ShareIntel CEO David Wenger on how public company executives can track short sellers

– The World According to a Free-Range Short Seller With Nothing to Lose

– Who Is Behind DryShips’ Naked Shorting?

– WHISTLEBLOWER VINDICATED: MASSIVE TRADING FIRM KNIGHT CAPITAL CHARGED WITH ABUSING “NAKED SHORTS”

– GeckoSystems Praises SCOTUS Decision Re: Brokers’ AI Exploitation of OTCMarkets.com

– Steve Wynn lashes out on ‘unconscionable manipulation’ in the stock market

– SEC Charges Three Individuals and Broker-Dealer With Violating Market Structure Rules

– The Penny Stock Chronicles

– Securities Attorney Explains How Shorting Impacts Cannabis Stocks

– Counterfeiting Stock

– Illegal Naked Short Selling Appears to Lie at the Heart of an Extensive Stock Manipulation Scheme

– GeckoSystems Praises SCOTUS Decision Re: Naked Shorting Stocks & States Rights

– A Wine Mogul Says Fidelity Cheated Him Out of Millions

– A company’s battle to show it was a victim of abusive short-selling

– Fed Eyes Margin Rules to Bolster Oversight

– SEC Charges Goldman Sachs With Improper Securities Lending Practices

– 2016 Goldman Sachs Settlement

– Naked Short Selling: The Emperor’s New Clothes?

– Engines of Growth; Benchmarking CEO-CFO Collaborations

– Deep Capture Files Major Lawsuit Against the SEC

– Journalist Sues SEC to Get Naked Short Selling Files

– SEC Announces Charges Against Four Former Officials at Clearing Firm Penson Financial Services for Regulation SHO Violations

– $2 Million SEC Fine For $5.7 Billion of Naked Short Sales by Wall Street Firm

– Guidelines to Promote Transparency and Good Governance for Proxy Advisory Firms

– Assault On Gold Update – Paul Craig Roberts

– IMF – An Unrealized Systemic Operational Risk – Basis Point Group

– Operations, Liquidity and Market Confidence – Basis Point Group

– The Impact of Operations on Pension Funding Requirements

– Short Selling Brothers Agree to Pay $14.5 Million to Settle SEC Charges

– OptionsXpress accused of skirting naked-short-sale rules

– Exclusive: SEC widens probe of exchange-traded funds

– Getting to the naked truth

– Market Manipulation in the Financial Crisis?

– SEC Charges Options Trader for Illegal Short Selling Tactics

– SEC Charges UBS With Faulty Recordkeeping Related to Short Sales

– ETFs and the Present Danger to Capital Formation

– Why New Growth Companies Aren’t Going Public and Unrecognized Risks Of Future Market Disruptions

– Insight: Brokers point fingers over “naked access” rule

– SEC Seeks To Change Market Circuit Breakers

– Cohan & Taibbi: Shut Down The SEC And Start Over

– Counterfeiting Stock

– National Coalition Against Naked Short Selling





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